Anh Minh Huynh

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Independent Capital Management
  South Pasadena, CA
• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  West Covina, CA

Previous Registrations

• 2015-08-12 → 2023-09-01
  Osaic Services, Inc.
  West Covina, CA
  Ontario, CA
  West Covina, CA
• 2010-06-23 → 2017-01-06
  Independent Capital Management
  South Pasadena, CA

Other Businesses

1.INDEPENDENT CAPITAL MANAGEMENT POSITION: Senior District Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2006 ADDRESS: 100 N Barranca Street, Suite 810, West Covina CA 91791, United States DESCRIPTION: I am a Senior District Manager in the West Covina, CA branch. It is through Independent Capital Management that I offer various types of insurance, securities, estate planning, and real estate services. Securities and investment advisory services offered through Osaic Wealth, Inc., member FINRA/SIPC and a registered investment advisor. 2. ICM LENDING POSITION: Strategic Referral Partner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2006 ADDRESS: 1401 Dove St. #430, Lake Forest CA 92660, United States DESCRIPTION: Mortgage Related activities are limited to referring clients to ICM Lending or gathering requested information in cooperation with ICM Lending. Consequently, ICM Lending is responsible for the final pricing of mortgage loans. 3. INDEPENDENT CAPITAL MANAGEMENT, INC. POSITION: Insurance Agent NATURE: Corporation, Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2006 ADDRESS: 100 N Barranca Street, Suite 810, West Covina CA 91791, United States DESCRIPTION: Helping clients understand the benefits and features of Universal Life, term insurance, return of premium term, and universal life with living benefits, fixed annuities and equity indexed annuities.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-04
• S63 Uniform Securities Agent State Law Examination
  2006-07-11

Other Names

• Anh Huynh
• Minh Huynh
• Minh Huynh