John Garrity

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-22
IL	RA	APPROVED	2022-11-10

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	05/2022	Present
Pepsico	Chicago	IL	06/2019	05/2022
Exmoor Country Club	Highland Park	IL	05/2012	06/2019
Rust-Oleum Corporation	Vernon Hills	IL	05/2018	08/2018
University Of Iowa	Iowa	IA	08/2015	05/2019
Bank Of America, N.A.	Northbrook	IL	09/2022	Present

05/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
06/2019 → 05/2022

Pepsico

Chicago, IL
05/2012 → 06/2019

Exmoor Country Club

Highland Park, IL
05/2018 → 08/2018

Rust-Oleum Corporation

Vernon Hills, IL
08/2015 → 05/2019

University Of Iowa

Iowa, IA
09/2022 → Present

Bank Of America, N.A.

Northbrook, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-09