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Alyssa M Smith

Ameriprise Financial Services, LLC

Clinton, CT

Westbrook, CT

CRD 7560977

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-02
  • CT RA
    APPROVED
    Since 2026-07-02

Branch Locations

Clinton, CT • United States

The Shops At Water's Edge 1587 Boston Post Rd Unit B5, Westbrook, CT 06498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Westbrook CT 07/2024 Present
Western New England University Springfield MA 08/2020 05/2024
The Morgan High School Clinton CT 08/2016 05/2020
  • 07/2024 → Present
    Ameriprise Financial Services, Llc
    Westbrook, CT
  • 08/2020 → 05/2024
    Western New England University
    Springfield, MA
  • 08/2016 → 05/2020
    The Morgan High School
    Clinton, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01

View on SEC IAPD

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