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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-22
GA RA APPROVED 2022-12-02
  • TN RA
    APPROVED
    Since 2024-07-22
  • GA RA
    APPROVED
    Since 2022-12-02

Branch Locations

1413 Riverstone Pkwy, Canton, GA 30114 • United States

Whitwell, TN • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

3765 Sixes Rd, Canton, GA 30114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2022 08/2022
Centerra-Srs Aiken SC 02/2016 04/2022
Bank Of America, N.A. Atlanta GA 08/2022 11/2022
Wells Fargo Clearing Services, Llc Atlanta GA 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-03
  • S66 Uniform Combined State Law Examination
    2022-10-03

View on SEC IAPD

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