Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-13
IL RA APPROVED 2023-04-06
  • TX RA
    APPROVED
    Since 2023-04-13
  • IL RA
    APPROVED
    Since 2023-04-06

Branch Locations

336 S 36Th St, Quincy, IL 62301 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Quincy IL 05/2022 Present
Quincy Media, Inc. Quincy IL 09/2013 05/2022
Bank Of America, N.A. Quincy IL 07/2022 Present
Other Businesses

I*1182307 Entity Type: Charitable Name of outside business organization: United Way of Adams County Investment related: No Address of business: Quincy, Illinois, 62301 Position, title, association:: Committee, Finance committee Start date of relationship: 3/15/2023 Number of hours devoted: 2 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Finance Committee; provide guidance among a committee of 12 in relation to the finances of the local United Way. I*3961298 Entity Type: Entity Charitable Name of OBA: United Way of Adams County (IL) Address: Quincy, Illinois, 62301 Investment Related: No Position, Title, Association: Officer,Other Employee Start Date: 03/16/2026 Number of Hours: 4, Monthly Number of Hours during trading: 2, Monthly Duties: United Way provides various resources such as financial, health and lodging for the underserved in Adams County in Illinois To serve as President Elect of the Board of Directors. Assisting the current Board President, overseeing Operations, the Board, and the various committees that serve as the functioning body of the United Way of Adams County

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-21
S63 Uniform Securities Agent State Law Examination 2023-01-18
  • S65 Uniform Investment Adviser Law Examination
    2023-02-21
  • S63 Uniform Securities Agent State Law Examination
    2023-01-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Quincy, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor