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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-06-09
TX RA APPROVED 2023-02-15
NC RA APPROVED 2023-01-23
  • VA RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED
    Since 2023-02-15
  • NC RA
    APPROVED
    Since 2023-01-23

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

11820 Fountain Way, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 05/2022 Present
Consilio Charlotte NC 06/2018 05/2022
The Angel Law Firm, Pllc Concord NC 03/2016 12/2018
Bank Of America, N.A. Charlotte NC 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-31
  • S66 Uniform Combined State Law Examination
    2022-12-31
Other Names
  • Elizabeth Jane Nuttycombe

View on SEC IAPD

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