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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED | 2025-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Houlihan Lokey | Los Angeles | CA | 01/2022 | 03/2023 |
| Trader Joes | Simi Valley | CA | 08/2018 | 08/2022 |
| In N Out | Simi Valley | CA | 03/2016 | 09/2018 |
| Morgan Stanley | Gilbert | AZ | 10/2023 | 08/2025 |
| Acena Consulting Llc | Simi Valley | CA | 08/2021 | 12/2021 |
| Houlihan Lokey Capital, Inc. | Los Angeles | CA | 04/2022 | 03/2023 |
| The Olson Agency | Simi Valley | CA | 03/2020 | 10/2023 |
| American Discovery Capital | Santa Monica | CA | 06/2021 | 07/2021 |
| J.P. Morgan Securities Llc | Tempe | AZ | 08/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-10 |
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