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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-09-05 |
Branch Locations
2000 Comeford Road Suite 1, Valparaiso, IN 46383 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charlesworth Financial Services | Valparaiso | IN | 05/2022 | Present |
| Avantax Investment Services Inc | Valparaiso | IN | 07/2022 | 09/2025 |
| Avantax Advisory Services | Valparaiso | IN | 07/2022 | 09/2025 |
| Cordano Severson & Associates | Crest Hill | IL | 10/2020 | 04/2022 |
| J-Mart Inc | Wanatah | IN | 05/2014 | Present |
| University Of St Francis-Joilet | Joilet | IL | 08/2018 | 06/2025 |
| Lacrosse High School | Lacrosse | IN | 08/2014 | 05/2018 |
| Spenga | Valparaiso | IN | 02/2024 | Present |
| Cetera Wealth Services, Llc | Valparaiso | IN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) CHARLESWORTH FINANCIAL SERVICES LLC POSITION: Accountant NATURE: This firm prepares tax returns and provides tax planning. The firm also provides financial advising including retirement and college planning. It also offers IRAs, 529 Plans, Mutual Funds, Fixed Annuities, Life Insurance, and Long Term Care Insurance. Additionally, the firm does consulting for small businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/31/2017 ADDRESS: 2000 Comeford R, Suite #1, Valparaiso IN 46383, United States DESCRIPTION: I prepare Payroll and Income Taxes. I also do Bookkeeping, bank reconciliations, billing, answer the phone, and other administrative activities.I am currently part time until I finish my schooling and then will move to full time. 2) THE J-MART INC. POSITION: Customer Service Representative NATURE: This is a convenience store that sells gas, pop, coffee, newspapers, lottery tickets, cigarettes, tobacco products, and snack items. We also process transactions when people need to buy items in the store. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 05/30/2014 ADDRESS: 10300 W US 30, Wanatah IN 46383, United States DESCRIPTION: I check people out when customers need to purchase things. I stock the cooler as well as clean the store. At the end of the shift, I take the trash out and balance the drawer. I answer the phone. I also help customers in any way I can such as give driving directions. 3)SPENGA POSITION: Instructor NATURE: I am a very part time fitness instructor at Spenga. I lead classes of 2-20 people through an hour session of Spin, Strength, and Yoga. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2024 ADDRESS: 91 Silhavy Rd, Suite 161, Valparaiso IN 46383, United States DESCRIPTION: Teach classes consisting of spin, strength, and yoga components, Create and lead workouts according to the SPENGA modelSafely engage and motivate groups of 20 people through a fast-paced workoutModify exercises on demand to cater to a range of fitness levelsSet up and reset studio equipment before and after classes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-03 |
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