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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-15
CO RA APPROVED 2022-09-26
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • CO RA
    APPROVED
    Since 2022-09-26

Branch Locations

5980 Silverstone Dr, Frederick, CO 80504 • United States

4719 W. 29Th St., Greeley, CO 80634 • United States

1595 Main St, Windsor, CO 80550 • United States

200 E. 7Th Street, Loveland, CO 80537 • United States

1905 West Eisenhower Blvd., Loveland, CO 80537 • United States

1111 S. Hover St, Longmont, CO 80501 • United States

2000 S. College Avenue, Fort Collins, CO 80525 • United States

4603 Boardwalk Dr, Ft Collins, CO 80525 • United States

2600 W 10Th St, Greeley, CO 80634 • United States

11040 Colorado Blvd., Firestone, CO 80504 • United States

1864 N College Ave, Fort Collins, CO 80524 • United States

822 7Th St, Greeley, CO 80631 • United States

1711 South 25Th Road East, Ammon, ID 83406 • United States

390 Ken Pratt Blvd, Longmont, CO 80501 • United States

1375 Eagle Dr, Loveland, CO 80537 • United States

2820 E Harmony Rd, Fort Collins, CO 80528 • United States

822 W. 7Th Street, Greeley, CO 80631 • United States

3502 Dell Range Blvd, Cheyenne, WY 82009 • United States

500 S Hwy 89 Ste B, Jackson, WY 83001 • United States

5923 Yellowstone Rd, Cheyenne, WY 82009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greeley CO 05/2022 Present
Jpmorgan Chase Bank, N.A. Greeley CO 03/2007 Present
Greeley Co 80634 Greeley CO 03/2021 Present
Greeley Co 80631 Greeley CO 02/2018 Present
Evan's Co 80620 Evan's CO 02/2007 Present
1115 Spartan Ave, Berthoud Co 80513 Berthoud CO 05/2024 Present
  • 05/2022 → Present
    Greeley, CO
  • 03/2007 → Present
    Jpmorgan Chase Bank, N.A.
    Greeley, CO
  • 03/2021 → Present
    Greeley Co 80634
    Greeley, CO
  • 02/2018 → Present
    Greeley Co 80631
    Greeley, CO
  • 02/2007 → Present
    Evan's Co 80620
    Evan's, CO
  • 05/2024 → Present
    1115 Spartan Ave, Berthoud Co 80513
    Berthoud, CO
Other Businesses

Entity Name: 1115 Spartan Ave, Berthoud CO 80513 Investment related: No Address: 1115 Spartan Ave Berthoud CO 80513 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/09/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment property Entity Name: Greeley CO 80634 Investment related: Yes Address: Greeley CO 80634 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 3/29/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment property Entity Name: Evan's CO 80620 Investment related: Yes Address: Evan's CO 80620 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 2/1/2007 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2022-09-12
Other Names
  • Oscar Maldonado

View on SEC IAPD

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