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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weeburn Beach Club | Norwalk | CT | 05/2018 | 08/2019 |
| Noroton Yacht Club | Darien | CT | 05/2019 | 08/2021 |
| Stifel | Charleston | SC | 05/2022 | 04/2024 |
| Student | Charleston | SC | 08/2019 | 05/2023 |
| Morgan Stanley | New York | NY | 06/2023 | 06/2024 |
| Student | Darien | CT | 06/2005 | 05/2019 |
| Unemployed | Darien | CT | 06/2024 | 07/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2024 | Present |
| Northwestern Mutual Investment Services Llc | Stamford | CT | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-30 |
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