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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-03
  • CT RA
    APPROVED
    Since 2024-09-03

Branch Locations

274 Riverside Ave Ste 4, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weeburn Beach Club Norwalk CT 05/2018 08/2019
Noroton Yacht Club Darien CT 05/2019 08/2021
Stifel Charleston SC 05/2022 04/2024
Student Charleston SC 08/2019 05/2023
Morgan Stanley New York NY 06/2023 06/2024
Student Darien CT 06/2005 05/2019
Unemployed Darien CT 06/2024 07/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 Present
Northwestern Mutual Investment Services Llc Stamford CT 08/2024 Present
  • 05/2018 → 08/2019
    Weeburn Beach Club
    Norwalk, CT
  • 05/2019 → 08/2021
    Noroton Yacht Club
    Darien, CT
  • 05/2022 → 04/2024
    Stifel
    Charleston, SC
  • 08/2019 → 05/2023
    Student
    Charleston, SC
  • 06/2023 → 06/2024
    New York, NY
  • 06/2005 → 05/2019
    Student
    Darien, CT
  • 06/2024 → 07/2024
    Unemployed
    Darien, CT
  • 08/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2024 → Present
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-30
  • S66 Uniform Combined State Law Examination
    2024-03-30
Other Names
  • Lawrence Paul Story
  • Lawrence P Story
  • Lawrence Story

View on SEC IAPD

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