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Benjamin Rockower

Morgan Stanley

New York, NY

CRD 7560231

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-10
NY RA APPROVED 2026-04-09
  • TX RA
    APPROVED_RES
    Since 2026-04-10
  • NY RA
    APPROVED
    Since 2026-04-09

Branch Locations

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mazars Usa Llp 135 West 50Th Street NY 07/2020 05/2022
Ubs Financial Services Inc. 1285 Avenue Of The Americas NY 06/2022 03/2026
Student New City NY 01/2013 06/2020
Morgan Stanley New York NY 04/2026 Present
  • 07/2020 → 05/2022
    Mazars Usa Llp
    135 West 50Th Street, NY
  • 06/2022 → 03/2026
    Ubs Financial Services Inc.
    1285 Avenue Of The Americas, NY
  • 01/2013 → 06/2020
    Student
    New City, NY
  • 04/2026 → Present
    Morgan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-27
  • S66 Uniform Combined State Law Examination
    2023-11-27

View on SEC IAPD

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