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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-02 |
| NC | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2022 | 08/2025 |
| Tiaa Financial Services | Charlotte | NC | 06/2022 | 08/2025 |
| West Forsyth High School | Clemmons | NC | 08/2013 | 06/2017 |
| The University Of North Carolina At Charlotte | Charlotte | NC | 08/2017 | 05/2022 |
| Mitchell Properties | Winston Salem | NC | 10/2017 | 01/2018 |
| Melting Pot | Charlotte | NC | 09/2021 | 10/2021 |
| Rc | Charlotte | NC | 10/2021 | 02/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 06/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2026 | Present |
| Unemployed | Charlotte | NC | 08/2025 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-28 |
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