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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| AZ | RA | APPROVED | 2023-09-05 |
| OR | RA | APPROVED | 2023-09-05 |
| WA | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 05/2015 | 01/2020 |
| E*Trade Securities Llc | Gilbert | AZ | 06/2021 | 06/2022 |
| E*Trade Capital Management Llc | Gilbert | AZ | 06/2021 | 06/2022 |
| Realty One | Gilbert | AZ | 01/2020 | 12/2020 |
| Homesmart | Scottsdale | AZ | 12/2020 | 06/2021 |
| E*Trade Securities Llc | Sandy | UT | 06/2022 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 06/2022 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. HOMESMART 2. NON-INVESTMENT RELATED: 3. SCOTTSDALE, AZ 4. REAL ESTATE 5. AGENT 6. 10/31/2016 7. HOURS/MONTH: 20 8. HOURS DEVOTED DURING TRADING HOURS: 0 9. BUYING AND SELLING HOMES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-17 |
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