Meredith Ann Vazquez

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 04/2024
  New York Life
  Westlake Village, CA
• 02/2022 → 08/2022
  Unemployed
  Ojai, CA
• 09/2021 → 01/2022
  Everquote
  Cambridge, MA
• 08/2021 → 08/2021
  Unemployed
  Ojai, CA
• 01/2005 → 07/2021
  Caremark
  Woonsocket, RI
• 10/2022 → 04/2024
  Nylife Securities Llc.
  Westlake Village, CA
• 04/2024 → 11/2024
  Pruco Securities, Llc
  Sherman Oaks, CA
• 04/2024 → Present
  The Prudential Insurance Company Of America
  Sherman Oaks, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sherman Oaks, CA

Previous Registrations

• 2024-05-30 → 2024-11-14
  Pruco Securities, Llc.
  Sherman Oaks, CA
  Ojai, CA

Other Businesses

1) 09/03/2024 - no business name - non-practicing registered pharmacist - other - Non Inv Related - At Sherman Oaks, CA - Start Date 02/11/2013 - 0hrs/mth - 0hrs/mth During Trading 2) 05/14/2026-Hopewell Pharmacy-Consultant-Outside/W-2 Employment-Not inv related-At Hopewell, NJ-Start date 06/01/2026-5hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-21
• S63 Uniform Securities Agent State Law Examination
  2022-11-16

Other Names

• Meredith Ann Pataki