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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-08-30 |
| TX | RA | APPROVED | 2021-08-25 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2011 | 08/2021 |
| Bank Of America, N.A. | Chandler | AZ | 10/2011 | 08/2021 |
| Morgan Stanley | Gilbert | AZ | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-30 |
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