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Kurt Matthew Berger

Spc

Ann Arbor, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-04-22
  • MI RA
    APPROVED
    Since 2014-04-22

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2006 Present
Sigma Planning Corporation Ann Arbor MI 01/2009 Present
Parkland Securities Ann Arbor MI 08/2014 Present
  • 05/2006 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2009 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
  • 08/2014 → Present
    Parkland Securities
    Ann Arbor, MI
Other Businesses

SELF - BUYING AND SELLING COLLECTIBLES ON ONLINE AUCTION WEBSITES. NON-INVESTMENT RELATED. APPROX 10-15 HRS/MO, NOT DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-09
  • S66 Uniform Combined State Law Examination
    2008-12-09

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST HEARTLAND CONSULTANTS, INC.
OSAIC ADVISORY SERVICES, LLC
GREYDOG FINANCIAL
EDWARD JONES
J.P. MORGAN SECURITIES LLC
SECURITY FINANCIAL ADVISORS,LLC

Other Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

More in Ann Arbor, MI

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