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Robert Sands

J.P. Morgan Securities LLC

Los Angeles, CA

CRD 7559044

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
CA RA APPROVED 2022-08-19
  • TX RA
    APPROVED
    Since 2022-11-17
  • CA RA
    APPROVED
    Since 2022-08-19

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Los Angeles CA 05/2022 Present
Jpmorgan Securities Llc Los Angeles CA 05/2022 Present
International Merchandising Company Santa Monica CA 09/2021 04/2022
Karolina Red Llc Los Angeles CA 06/2019 08/2021
University Of Pennsylvania Philadelphia PA 08/2017 05/2021
Unemployed Los Angeles CA 05/2012 07/2017
Comcast Corporation Philadelphia PA 09/2019 01/2021
Ucla Campus Los Angeles CA 12/2017 12/2018
  • 05/2022 → Present
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 05/2022 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 09/2021 → 04/2022
    International Merchandising Company
    Santa Monica, CA
  • 06/2019 → 08/2021
    Karolina Red Llc
    Los Angeles, CA
  • 08/2017 → 05/2021
    University Of Pennsylvania
    Philadelphia, PA
  • 05/2012 → 07/2017
    Unemployed
    Los Angeles, CA
  • 09/2019 → 01/2021
    Comcast Corporation
    Philadelphia, PA
  • 12/2017 → 12/2018
    Ucla Campus
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19
Other Names
  • Robert Sands
  • Robert Jonathan Sands

View on SEC IAPD

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