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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-18 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
58 South River Drive Suite 401, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 06/2022 | 07/2024 |
| Sun Devil Athletics | Tempe | AZ | 08/2019 | 09/2022 |
| Elev8 Advisors Group | Phoenix | AZ | 03/2021 | 05/2021 |
| Smith's Food And Drug | Kingman | AZ | 04/2018 | 08/2020 |
| Smith's Food And Drug | Kingman | AZ | 07/2017 | 08/2019 |
| Arizona Sate University Housing | Tempe | AZ | 08/2018 | 05/2019 |
| Arizona State University | Tempe | AZ | 08/2018 | 05/2022 |
| Kingman Academy High School | Kingman | AZ | 08/2014 | 05/2018 |
| Self Employed | Kingman | AZ | 06/2020 | 07/2020 |
| Self-Employed | Scottsdale | AZ | 07/2023 | 09/2023 |
| Morgan Stanley | Tempe | AZ | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-26 |
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