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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-13
  • MN RA
    APPROVED
    Since 2013-12-13

Branch Locations

1930 Premier Dr, Mankato, MN 56001-5900 • United States

Madison Lake, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mankato MN 06/2006 03/2020
Ameriprise Financial Services, Llc Mankato MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1 Manitou Loop, , Big Sky, MT, 59716; Investment-Related; 01/01/2016. Business Ownership; Big Sky Mountain Lodge LLC; Co-owner; This is a vacation home owned by my brother, sister-in-law, and myself.; 1 Manitou Loop, , Big Sky, MT, 59716; Investment-Related; 01/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Mankato Advisor's Property LLC; Co-owner; This LLC is used to allocate rental income and expenses proportionately with each member's usage and ownership interest.; 1930 Premier Dr, , Mankato, MN, 56001; Not Investment-Related; 01/01/2009; 0 hours per month; 0 during trading hours / T&T Holding Company; Co-owner; Used to hold an ownership in another LLC.; 4200 Fairview Lane, , Madison Lake, MN, 56063; Not Investment-Related; 07/01/2022; 0 hours per month; 0 during trading hours / Hecht Land Holding; Co-owner; Real Estate; 4200 Fairview Lane, , Madison Lake, MN, 56063; Not Investment-Related; 07/01/2022; 0 hours per month; 0 during trading hours / Fairview Lane LLC; Co-owner; Real Estate; 4200 Fairview Ln, , Madison Lake, MN, 56063; Not Investment-Related; 03/01/2024; 0 hours per month; 0 during trading hours / Mankato Advisors LLC; Co-owner; Manage Ameriprise Business; 1930 Premier Dr, , Mankato, MN, 56001; Not Investment-Related; 01/01/2011; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-11
  • S66 Uniform Combined State Law Examination
    2006-09-11
Designations

View on SEC IAPD

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