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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-23
  • PA RA
    APPROVED
    Since 2023-05-23

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

11 Stanwix St Suite 2310, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Ll Canonsburg PA 05/2022 12/2022
California University Of Pennsylvania California PA 08/2018 05/2022
Bethel Park Public Works Bethel Park PA 05/2019 08/2019
Peters Creek Baptist Church Bethel Park PA 09/2014 08/2018
Terra Tortorice Landscaping Bethel Park PA 06/2015 08/2018
Lackey Home Improvement Bethel Park PA 07/2016 08/2019
Subway Bethel Park PA 10/2016 01/2019
The Prudential Insurance Company Of America Canonsburg PA 08/2022 12/2022
Lpl Financial Llc Pittsburgh PA 01/2023 06/2025
Wealth Enhancement Group Pittsburgh PA 01/2023 Present
Wealth Enhancement Advisory Services Pittsburgh PA 01/2023 Present
Wealth Enhancement Brokerage Services Pittsburgh PA 01/2023 Present
  • 05/2022 → 12/2022
    Pruco Securities Ll
    Canonsburg, PA
  • 08/2018 → 05/2022
    California University Of Pennsylvania
    California, PA
  • 05/2019 → 08/2019
    Bethel Park Public Works
    Bethel Park, PA
  • 09/2014 → 08/2018
    Peters Creek Baptist Church
    Bethel Park, PA
  • 06/2015 → 08/2018
    Terra Tortorice Landscaping
    Bethel Park, PA
  • 07/2016 → 08/2019
    Lackey Home Improvement
    Bethel Park, PA
  • 10/2016 → 01/2019
    Subway
    Bethel Park, PA
  • 08/2022 → 12/2022
    The Prudential Insurance Company Of America
    Canonsburg, PA
  • 01/2023 → 06/2025
    Lpl Financial Llc
    Pittsburgh, PA
  • 01/2023 → Present
    Wealth Enhancement Group
    Pittsburgh, PA
  • 01/2023 → Present
    Wealth Enhancement Advisory Services
    Pittsburgh, PA
  • 01/2023 → Present
    Wealth Enhancement Brokerage Services
    Pittsburgh, PA
Previous Registrations
Other Businesses

ABM INDUSTRIES - Outside/W-2 Employment - Valet, park cars - PA 15025 - Non investment related - 28 hours per month - Start date: 11/18/2019. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 1/17/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-25
  • S66 Uniform Combined State Law Examination
    2022-07-25
Designations
  • Certified Financial Planner
Other Names
  • Kenneth L Williams
  • Kenneth Lajuane Williams
  • Kenneth L Williams

View on SEC IAPD

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