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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-11 |
Branch Locations
14074 Trade Center Dr Ste. 110, Fishers, IN 46038-4566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zionsville Community Schools | Zionsville | IN | 01/2013 | 07/2019 |
| Butler University | Indianapolis | IN | 08/2019 | 12/2022 |
| Unemployed | Zionsville | IN | 01/2023 | 05/2023 |
| Lpl Financial Llc | Zionsville | IN | 06/2023 | Present |
| Thurston Springer | Indianapolis | IN | 05/2023 | 06/2023 |
1. 11/24/2023: Pacific Life (Life Insurance Division); At reported business location(s); Non-Variable Insurance; Life Ins. Agent; Inv. related; start date 11/27/2023; 5hrs/mo. during trading. 2. 11/24/2023: Reliance Standard; At reported business location(s); Non-Variable Insurance; Ins. Agent; Inv. related; start date 11/27/2023; 3hrs/mo. during trading. 3. 11/24/2023: Midland National; At reported business location(s); Non-Variable Insurance; Inv. related; start date 11/27/2023; Life Ins. Agent; Inv. related; start date 11/27/2023; 3hrs/mo. during trading. 4. 03/12/2024: American Equity Investment Life Insurance Company; Inv Related; At Reported Business Location(s); Non-Variable Insurance; Agent; Started: 2/6/2024; 2 Hrs/Mo During Trading. 5. 04/04/2024 - Corebridge Financial - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 03/21/2024 - 5 Hours Per Month/ 5 Hours During Trading 6. 04/14/2026 - Dunlap Gill Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-06 |
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