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Derek R Macfarlane

LPl Financial LLC

Fishers, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-08-11
  • IN RA
    APPROVED
    Since 2023-08-11

Branch Locations

14074 Trade Center Dr Ste. 110, Fishers, IN 46038-4566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zionsville Community Schools Zionsville IN 01/2013 07/2019
Butler University Indianapolis IN 08/2019 12/2022
Unemployed Zionsville IN 01/2023 05/2023
Lpl Financial Llc Zionsville IN 06/2023 Present
Thurston Springer Indianapolis IN 05/2023 06/2023
  • 01/2013 → 07/2019
    Zionsville Community Schools
    Zionsville, IN
  • 08/2019 → 12/2022
    Butler University
    Indianapolis, IN
  • 01/2023 → 05/2023
    Unemployed
    Zionsville, IN
  • 06/2023 → Present
    Zionsville, IN
  • 05/2023 → 06/2023
    Thurston Springer
    Indianapolis, IN
Other Businesses

1. 11/24/2023: Pacific Life (Life Insurance Division); At reported business location(s); Non-Variable Insurance; Life Ins. Agent; Inv. related; start date 11/27/2023; 5hrs/mo. during trading. 2. 11/24/2023: Reliance Standard; At reported business location(s); Non-Variable Insurance; Ins. Agent; Inv. related; start date 11/27/2023; 3hrs/mo. during trading. 3. 11/24/2023: Midland National; At reported business location(s); Non-Variable Insurance; Inv. related; start date 11/27/2023; Life Ins. Agent; Inv. related; start date 11/27/2023; 3hrs/mo. during trading. 4. 03/12/2024: American Equity Investment Life Insurance Company; Inv Related; At Reported Business Location(s); Non-Variable Insurance; Agent; Started: 2/6/2024; 2 Hrs/Mo During Trading. 5. 04/04/2024 - Corebridge Financial - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 03/21/2024 - 5 Hours Per Month/ 5 Hours During Trading 6. 04/14/2026 - Dunlap Gill Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-28
S65 Uniform Investment Adviser Law Examination 2023-02-06
  • S63 Uniform Securities Agent State Law Examination
    2023-06-28
  • S65 Uniform Investment Adviser Law Examination
    2023-02-06
Other Names
  • Derek Ryan Macfarlane

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