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John Mccarthy

Rbc Capital Markets, LLC

Leawood, KS

Mission Hills, KS

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-27
KS RA APPROVED 2024-01-24
  • TX RA
    APPROVED
    Since 2024-02-27
  • KS RA
    APPROVED
    Since 2024-01-24

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Mission Hills, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rv Evans Kansas City KS 06/2019 08/2019
Ubs Leawood KS 06/2022 09/2023
University Of Kansas Lawrence KS 08/2019 05/2023
Rockhurst High School Kansas City MO 08/2016 05/2019
Rbc Capital Markets, Llc Leawood KS 09/2023 Present
  • 06/2019 → 08/2019
    Rv Evans
    Kansas City, KS
  • 06/2022 → 09/2023
    Ubs
    Leawood, KS
  • 08/2019 → 05/2023
    University Of Kansas
    Lawrence, KS
  • 08/2016 → 05/2019
    Rockhurst High School
    Kansas City, MO
  • 09/2023 → Present
    Rbc Capital Markets, Llc
    Leawood, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-24
  • S66 Uniform Combined State Law Examination
    2024-01-24

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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