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Ann Elizabeth Buck Kitchel

Rbc Capital Markets, LLC

Indianapolis, IN

Westfield, IN

CRD 5152943

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-04-09
TX RA APPROVED 2015-04-09
  • IN RA
    APPROVED
    Since 2015-04-09
  • TX RA
    APPROVED
    Since 2015-04-09

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Indianapolis IN 04/2015 Present
City National Bank Indianapolis IN 09/2019 12/2023
  • 04/2015 → Present
    Indianapolis, IN
  • 09/2019 → 12/2023
    City National Bank
    Indianapolis, IN
Previous Registrations
Other Businesses

(1) Name of Entity: Helen Wells Agency Address of Business: 12721 Meeting House Rd Carmel, IN 46032 Business Description: Model Business is not investment related Projected Start Date - 03/12/2014 Projected End Date - 06/12/2018 Capacity - Employee Duties Performed - I occassionally am called for modeling jobs around the Mid-West. If the audition/job does not fall during market hours then I will audition for the modeling job. These jobs usually consist of print ad work or small runway shows in and around Indianapolis. 1 hours devoted to this OBA per month 0 hours devoted during security trading hours per month (2) RODAN & FIELDS; ADDRESS: 60 SPEAR ST. SUITE 600 SAN FRANCISCO, CA 94105; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: I PERSONALLY USE RODAN & FIELDS & SELL PRODUCTS TO PEOPLE INTERESTED IN THE SAME SKIN CARE BENEFITS; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; START DATE: 01/31/2019; DUTIES: PERSONALLY USE AND SELL RODAN & FIELDS SKIN CARE PRODUCTS; HOURS DEVOTED PER MONTH: 1-5 HOURS; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (3) NAME OF ENTITY: Ann Kitchel ADDRESS: 16615 Holly Oak Drive Westfield, IN 46074 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: We hired a nanny as a household employee and will be putting her on payroll CAPACITY: Sole Proprietor START DATE: 1/1/2022 DUTIES: I will be paying our nanny via surepayroll.com to watch our two young children while I work. We will have our bank account and her bank account set up on surepayroll so that it is automatically withdrawn each week and automatically deposited into her checking account. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-05
  • S66 Uniform Combined State Law Examination
    2009-11-05
Other Names
  • Ann Elizabeth Buck
  • Ann E Buck

View on SEC IAPD

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