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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-04-09 |
| TX | RA | APPROVED | 2015-04-09 |
Branch Locations
8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States
Westfield, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Indianapolis | IN | 04/2015 | Present |
| City National Bank | Indianapolis | IN | 09/2019 | 12/2023 |
(1) Name of Entity: Helen Wells Agency Address of Business: 12721 Meeting House Rd Carmel, IN 46032 Business Description: Model Business is not investment related Projected Start Date - 03/12/2014 Projected End Date - 06/12/2018 Capacity - Employee Duties Performed - I occassionally am called for modeling jobs around the Mid-West. If the audition/job does not fall during market hours then I will audition for the modeling job. These jobs usually consist of print ad work or small runway shows in and around Indianapolis. 1 hours devoted to this OBA per month 0 hours devoted during security trading hours per month (2) RODAN & FIELDS; ADDRESS: 60 SPEAR ST. SUITE 600 SAN FRANCISCO, CA 94105; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: I PERSONALLY USE RODAN & FIELDS & SELL PRODUCTS TO PEOPLE INTERESTED IN THE SAME SKIN CARE BENEFITS; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; START DATE: 01/31/2019; DUTIES: PERSONALLY USE AND SELL RODAN & FIELDS SKIN CARE PRODUCTS; HOURS DEVOTED PER MONTH: 1-5 HOURS; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (3) NAME OF ENTITY: Ann Kitchel ADDRESS: 16615 Holly Oak Drive Westfield, IN 46074 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: We hired a nanny as a household employee and will be putting her on payroll CAPACITY: Sole Proprietor START DATE: 1/1/2022 DUTIES: I will be paying our nanny via surepayroll.com to watch our two young children while I work. We will have our bank account and her bank account set up on surepayroll so that it is automatically withdrawn each week and automatically deposited into her checking account. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-05 |
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