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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-13 |
| TX | RA | APPROVED | 2025-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2023 | Present |
| Clemson University | Clemson | SC | 08/2019 | 05/2023 |
| Janney Montgomery Scott Llc | Darien | CT | 05/2022 | 08/2022 |
| Town Square Pizza Cafe | Patterson | NY | 05/2021 | 08/2021 |
| Town Square Pizza Cafe | Patterson | NY | 05/2020 | 08/2020 |
| Town Square Pizza Cafe | Patterson | NY | 10/2018 | 08/2019 |
| Plumtrees Animal Hospital | Danbury | CT | 05/2018 | 08/2018 |
| Thunder Ridge Ski Area | Patterson | NY | 12/2017 | 03/2018 |
| Carmel High School | Carmel | NY | 09/2015 | 05/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2023 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-11 |
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