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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-05 |
| CA | RA | APPROVED | 2020-11-03 |
Branch Locations
16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity | Westlake | TX | 04/2007 | 09/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 09/2020 |
| Charles Schwab & Co., Inc. | Peoria | AZ | 10/2020 | Present |
| Charles Schwab Bank, Ssb | Peoria | AZ | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-16 |
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