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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-14 |
| SC | RA | APPROVED | 2025-02-14 |
| TX | RA | APPROVED | 2025-02-14 |
Branch Locations
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
Sun City, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | 01/2025 |
| Boulder Creek Highschool | Anthem | AZ | 08/2014 | 05/2017 |
| In-N-Out Burger | Phoenix | AZ | 05/2016 | 03/2017 |
| Olive Garden | Flagstaff | AZ | 09/2018 | 11/2018 |
| Bandera Craft Tacos | Flagstaff | AZ | 09/2020 | 02/2021 |
| Majerle's Sports Bar | Flagstaff | AZ | 03/2021 | 05/2021 |
| Taverna Mediterranean Grill | Flagstaff | AZ | 06/2021 | 03/2022 |
| Self-Employed | Flagstaff | AZ | 06/2020 | 06/2022 |
| Northern Arizona University | Flagstaff | AZ | 08/2017 | 05/2022 |
| Self-Employed | Scottsdale | AZ | 06/2022 | 12/2024 |
| Fate Brewing Company | Scottsdale | AZ | 09/2024 | 12/2024 |
| Lpl Financial Llc | Tempe | AZ | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-29 |
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