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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Fairmont | WV | 04/2006 | Present |
| Mml Investors Services, Llc | Fairmont | WV | 03/2012 | Present |
(1) NAME: DR. GIN LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: PURCHASE COMMERCIAL REAL ESTATE PROPERTIES FOR RENTAL USE POSITION: OWNER START DATE: 8/2018 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-20 |
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