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Hannah Laura Johnson

Rbc Capital Markets, LLC

Sioux Falls, SD

Sioux Falls, SD

CRD 7558007

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-04-30
  • SD RA
    APPROVED
    Since 2025-04-30

Branch Locations

Sioux Falls, SD • United States

6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sioux Falls SD 10/2024 Present
Lifeplan Financial, Llc. Mankato MN 01/2024 10/2024
Community Bank Mankato Mankato MN 08/2022 12/2023
Midwest Wealth Management Fairmont MN 05/2022 08/2022
Minnesota State University, Mankato Mankato MN 08/2019 12/2023
Riverside Town And Country Club Blue Earth MN 04/2019 10/2021
Blue Earth Area Pool Blue Earth MN 06/2018 08/2021
Blue Earth Area High School Blue Earth MN 09/2014 06/2019
  • 10/2024 → Present
    Sioux Falls, SD
  • 01/2024 → 10/2024
    Lifeplan Financial, Llc.
    Mankato, MN
  • 08/2022 → 12/2023
    Community Bank Mankato
    Mankato, MN
  • 05/2022 → 08/2022
    Midwest Wealth Management
    Fairmont, MN
  • 08/2019 → 12/2023
    Minnesota State University, Mankato
    Mankato, MN
  • 04/2019 → 10/2021
    Riverside Town And Country Club
    Blue Earth, MN
  • 06/2018 → 08/2021
    Blue Earth Area Pool
    Blue Earth, MN
  • 09/2014 → 06/2019
    Blue Earth Area High School
    Blue Earth, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-30
  • S66 Uniform Combined State Law Examination
    2025-04-30

View on SEC IAPD

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