David Alfred Holloway

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2020
  Tiaa
  Bethesda, MD
• 07/2015 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Bethesda, MD
• 11/2020 → 09/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2020 → 09/2022
  Northwestern Mutual Investment Services Llc
  Rockville, MD
• 12/2020 → 09/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 10/2022 → Present
  The Prudential Insurance Company Of America
  North Bethesda, MD
• 10/2022 → 11/2024
  Pruco Securities Llc
  North Bethesda, MD
• 11/2024 → Present
  Lpl Enterprise, Llc
  North Bethesda, MD

Previous Registrations

• 2022-10-03 → 2024-11-14
  Pruco Securities, Llc.
  North Bethesda, MD
• 2020-11-13 → 2022-10-05
  Northwestern Mutual Investment Services, Llc
  Rockville, MD
• 2015-09-18 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Washington, DC
  Washington, DC
  Bethesda, MD
  Bethesda, MD
• 2008-04-01 → 2009-08-17
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Alexandria, VA
  Mclean, VA
  Columbia, MD

Other Businesses

1) 06/02/2026-Platinum Point Financial-Platinum Point Financial-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/29/2026-160hrs/mth-10hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-17
• S63 Uniform Securities Agent State Law Examination
  2013-04-27

Other Names

• David Holloway
• David Alfred Holloway