Best Investors
Account
Sign in
111 South Wacker Drive 34Th Floor, Chicago, IL 60606-4302 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-23 |
Branch Locations
111 South Wacker Drive 34Th Floor, Chicago, IL 60606-4302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Eagle Investment Management, Llc | New York | NY | 03/2016 | 05/2019 |
| Fef Distributors, Llc | New York | NY | 03/2016 | 05/2019 |
| Novak & Powell Financial Services, Inc | St. Petersburg | FL | 05/2019 | 03/2020 |
| Sage Advisory Services | Austin | TX | 04/2020 | 08/2021 |
| Harbor Capital Advisors, Inc. | Chicago | IL | 09/2021 | Present |
| Harbor Funds Distributors, Inc. | Chicago | IL | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-19 |
| S66 | Uniform Combined State Law Examination | 2006-08-17 |
Reach out to this advisor