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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-23
KS RA APPROVED 2023-01-19
  • TX RA
    APPROVED
    Since 2024-04-23
  • KS RA
    APPROVED
    Since 2023-01-19

Branch Locations

Wichita, KS • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

9415 E Harry St Ste 202, Wichita, KS 67207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 05/2022 01/2023
Landmark National Bank Topeka KS 01/2022 05/2022
United States Marine Corps Topeka KS 06/2018 Present
Hayden High School Topeka KS 03/2021 05/2022
Overbrook City Works Overbrook KS 03/2019 01/2020
School Topeka KS 08/2005 05/2022
First Command Brokerage Services Fort Worth TX 01/2023 Present
First Command Advisory Services Fort Worth TX 01/2023 Present
First Command Insurance Services Fort Worth TX 01/2023 Present
  • 05/2022 → 01/2023
    First Command Brokerage Services
    Fort Worth, TX
  • 01/2022 → 05/2022
    Landmark National Bank
    Topeka, KS
  • 06/2018 → Present
    United States Marine Corps
    Topeka, KS
  • 03/2021 → 05/2022
    Hayden High School
    Topeka, KS
  • 03/2019 → 01/2020
    Overbrook City Works
    Overbrook, KS
  • 08/2005 → 05/2022
    School
    Topeka, KS
  • 01/2023 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 01/2023 → Present
    Fort Worth, TX
  • 01/2023 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

(1) Name of the other business: United States Marine Corps ; Whether the business is investment-related: No ; Address of the other business: 7116 SE Forbes Ave, Topeka, KS 66619 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Platoon Sergeant ; The start date of your relationship: 6/4/2018 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: Leading marines and carrying out the commander's intent (2) Name of the other business: Prairie Fire Advisors, Inc. Whether the business is investment-related: No Address of the other business: 1121 Hudson Ave. Suite. B, Manhattan, KS 66503 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Shareholder The start date of your relationship: Nov 15, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: no duties (3) Name of the other business: Moore Financial Planning LLC Whether the business is investment-related: Yes Address of the other business: Wichita KS 67235 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Use this LLC as a First Command Business. No outside funds or activities from this LLC outside of FC funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06

View on SEC IAPD

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