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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 07/2022 | 10/2024 |
| Tiaa | Denver | CO | 07/2022 | 10/2024 |
| University Of Colorado | Boulder | MN | 08/2018 | 06/2022 |
| Builders By Design | East Bethel | MN | 05/2019 | 08/2019 |
| Bachman's Floral | Richfield | MN | 05/2020 | 08/2020 |
| Edina High School | Edina | MN | 08/2015 | 06/2018 |
| Edina City Hall | Edina | MN | 06/2015 | 05/2019 |
| Uber Technologies, Inc. | Boulder | CO | 05/2021 | 12/2021 |
| Nuveen Securities, Llc | Chicago | IL | 10/2024 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-21 |
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