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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-08-21
  • AR RA
    APPROVED
    Since 2026-08-21

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3954 Central Ave, Hot Springs, AR 71913 • United States

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
AR RA APPROVED 2025-07-11
  • TX RA
    APPROVED
    Since 2025-08-22
  • AR RA
    APPROVED
    Since 2025-07-11

Branch Locations

4262 Central Avenue Suite A, Hot Springs, AR 71913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Hot Springs AR 05/2022 Present
Chick-Fil-A Hot Springs AR 04/2019 05/2022
Genesis Cancer Center Hot Springs AR 01/2009 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hot Springs AR 08/2026 Present
University Of Arkansas At Fort Smith Fort Smith AR 01/2020 12/2021
National Park College Hot Springs AR 08/2016 05/2019
  • 05/2022 → Present
    Hot Springs, AR
  • 04/2019 → 05/2022
    Chick-Fil-A
    Hot Springs, AR
  • 01/2009 → 04/2019
    Genesis Cancer Center
    Hot Springs, AR
  • 08/2026 → Present
    Hot Springs, AR
  • 01/2020 → 12/2021
    University Of Arkansas At Fort Smith
    Fort Smith, AR
  • 08/2016 → 05/2019
    National Park College
    Hot Springs, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-11
  • S66 Uniform Combined State Law Examination
    2025-07-11
Other Names
  • Chaffin
  • Shannon Leigh Chaffin

View on SEC IAPD

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