Umihiko Saito

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2009-05-22

OH RA
APPROVED

Since 2009-05-22

Branch Locations

3295 Levis Commons Blvd Suite 3295, Perrysburg, OH 43551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Dublin	OH	06/2006	Present
Nylife Securities Llc	Dublin	OH	06/2006	Present
Eagle Strategies Llc	Dublin	OH	05/2009	Present

06/2006 → Present

New York Life Insurance Company

Dublin, OH
06/2006 → Present

Nylife Securities Llc

Dublin, OH
05/2009 → Present

Eagle Strategies Llc

Dublin, OH

Other Businesses

[Good Grief of Northwest Ohio Inc.; Good Grief of Northwest Ohio, Inc. provides support for grieving children, teens, young adults, and their families, who have experienced the death of someone significant in their lives.; 440 S. Reynolds Road, Suite D Toledo, Ohio 43615; Start Date 10/2024; Role/Title: Board Member; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours; general board member]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-14
S63	Uniform Securities Agent State Law Examination	2006-12-16

S66 Uniform Combined State Law Examination

2009-05-14
S63 Uniform Securities Agent State Law Examination

2006-12-16

Other Names

Umi Saito

View on SEC IAPD