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Kevin L. Lam

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • NC RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Charlotte NC 07/2024 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 07/2024 Present
Aramark Columbia SC 11/2023 04/2024
Bank Of America Merrill Lynch Columbia SC 05/2022 06/2023
Private Equity Professional Columbia SC 04/2022 11/2022
Sett & Lucas Columbia SC 02/2022 05/2022
University Of South Carolina Columbia SC 08/2020 05/2024
Unemployed Greenville SC 07/2014 07/2020
Unemployed Greenville SC 06/2024 06/2024
Jpmorgan Chase Bank, N.A. Charlotte NC 06/2023 08/2023
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 11/2023 → 04/2024
    Aramark
    Columbia, SC
  • 05/2022 → 06/2023
    Bank Of America Merrill Lynch
    Columbia, SC
  • 04/2022 → 11/2022
    Private Equity Professional
    Columbia, SC
  • 02/2022 → 05/2022
    Sett & Lucas
    Columbia, SC
  • 08/2020 → 05/2024
    University Of South Carolina
    Columbia, SC
  • 07/2014 → 07/2020
    Unemployed
    Greenville, SC
  • 06/2024 → 06/2024
    Unemployed
    Greenville, SC
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Kevin L Lam

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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