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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Members 1St Federal Credit Union | Harrisburg | PA | 06/2015 | Present |
| Invest Financial Corporation | Harrisburg | PA | 06/2015 | 02/2018 |
| Lpl Financial Llc | Harrisburg | PA | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Not Investment Related - 214 Joanna Street, Harrisburg, PA 17112 - Other - INDEPENDENT VOICE WORK CONTRACTOR, SOLE PROPRIETOR - Start Date 5/1/2004 - 1 Hours Per Month. 2. 03/13/2018 - Members 1st Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/10/2018 - Members 1st Federal Credit Union - DBA: Members 1st Investment Services and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-06 |
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