Laura Caroline Palencia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2022
  Bank Of America
  Studio City, CA
• 05/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Inc/Bank Of America
  Los Angeles, CA
• 02/2022 → 06/2023
  University Of Arizona Global Campus
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2025-03-31

Other Names

• Laura Caroline Perez