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Christopher P Farkas

Fisher Investments

Plano, TX

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-17
TX RA APPROVED 2026-04-14
  • FL RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2026-04-14

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Jr. Blvd Ste 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 08/2022 02/2024
Knoxville Teachers Federal Credit Union Knoxville TN 05/2021 07/2022
Unemployed Knoxville TN 05/2020 05/2021
Jasons Deli Knoxville TN 01/2020 05/2020
Lake Side Tavern Knoxville TN 05/2019 09/2019
University Of Tennessee Knoxville TN 08/2018 05/2022
Calhoun's Knoxville TN 01/2019 05/2019
Chipotle Knoxville TN 05/2018 01/2019
Kroger Knoxville TN 06/2017 05/2018
Lake Hills Association Fairfield CT 05/2016 07/2017
Unemployed Knoxville TN 08/2016 06/2017
Morgan Stanley Alpharetta GA 01/2023 02/2024
Morgan Stanley Alpharetta GA 09/2023 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 08/2024 09/2025
Unemployed Atlanta GA 02/2024 08/2024
Bank Of America, N.A. Atlanta GA 10/2024 09/2025
Unemployed Atlanta GA 09/2025 04/2026
Fisher Investments Tampa FL 04/2026 Present
  • 08/2022 → 02/2024
    E*Trade Securities Llc
    Alpharetta, GA
  • 05/2021 → 07/2022
    Knoxville Teachers Federal Credit Union
    Knoxville, TN
  • 05/2020 → 05/2021
    Unemployed
    Knoxville, TN
  • 01/2020 → 05/2020
    Jasons Deli
    Knoxville, TN
  • 05/2019 → 09/2019
    Lake Side Tavern
    Knoxville, TN
  • 08/2018 → 05/2022
    University Of Tennessee
    Knoxville, TN
  • 01/2019 → 05/2019
    Calhoun's
    Knoxville, TN
  • 05/2018 → 01/2019
    Chipotle
    Knoxville, TN
  • 06/2017 → 05/2018
    Kroger
    Knoxville, TN
  • 05/2016 → 07/2017
    Lake Hills Association
    Fairfield, CT
  • 08/2016 → 06/2017
    Unemployed
    Knoxville, TN
  • 01/2023 → 02/2024
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → 02/2024
    Morgan Stanley
    Alpharetta, GA
  • 08/2024 → 09/2025
    Atlanta, GA
  • 02/2024 → 08/2024
    Unemployed
    Atlanta, GA
  • 10/2024 → 09/2025
    Bank Of America, N.A.
    Atlanta, GA
  • 09/2025 → 04/2026
    Unemployed
    Atlanta, GA
  • 04/2026 → Present
    Tampa, FL
Previous Registrations
Other Businesses

Farkas Ventures LLC; not investment related; Atlanta GA 30350; Owner; 11/24/25; 4 hours weekly outside of business hours; This is an Ebay Store that I run that sells preowned items. I am selling through inventory but do not plan on getting anymore. Time commitment will be reduced as inventory diminishes. Time spent will be going to/from post office to drop off packages. No social media or advertising besides products posted on the Ebay webpage.Operations of business are limited to delivering packages to USPS and bookkeeping.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
S63 Uniform Securities Agent State Law Examination 2023-01-26
  • S66 Uniform Combined State Law Examination
    2024-09-25
  • S63 Uniform Securities Agent State Law Examination
    2023-01-26
Other Names
  • Christopher Peter Farkas
  • Chris P Farkas

View on SEC IAPD

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