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Timothy F Veith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-12-21
TX RA APPROVED_RES 2012-04-11
DC RA APPROVED 2009-01-05
  • MD RA
    APPROVED
    Since 2020-12-21
  • TX RA
    APPROVED_RES
    Since 2012-04-11
  • DC RA
    APPROVED
    Since 2009-01-05

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 08/2008 Present
Bank Of America, N.A. Washington DC 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-27
S63 Uniform Securities Agent State Law Examination 2007-06-12
  • S66 Uniform Combined State Law Examination
    2008-12-27
  • S63 Uniform Securities Agent State Law Examination
    2007-06-12
Other Names
  • Timothy Veith

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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