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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-08
  • NJ RA
    APPROVED
    Since 2024-08-08

Branch Locations

155 Route 17, Paramus, NJ 07652-2903 • United States

66 The Promenade, Edgewater, NJ 07020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Paramus NJ 03/2022 02/2024
Pompilios Pizzeria Westwood NJ 05/2017 08/2020
Stryde Management East Brunswick NJ 01/2022 01/2022
The Prudential Insurance Company Of America Paramus NJ 12/2022 02/2024
Jpmorgan Chase Bank, N.A. Hoboken NJ 02/2024 07/2024
J.P. Morgan Securities Llc Hoboken NJ 02/2024 07/2024
Unemployed Emerson NJ 02/2014 04/2017
Unemployed Emerson NJ 09/2020 12/2021
Unemployed Emerson NJ 02/2022 02/2022
Charles Schwab & Co. Paramus NJ 07/2024 Present
Charles Schwab Bank Paramus NJ 07/2024 Present
  • 03/2022 → 02/2024
    Paramus, NJ
  • 05/2017 → 08/2020
    Pompilios Pizzeria
    Westwood, NJ
  • 01/2022 → 01/2022
    Stryde Management
    East Brunswick, NJ
  • 12/2022 → 02/2024
    The Prudential Insurance Company Of America
    Paramus, NJ
  • 02/2024 → 07/2024
    Jpmorgan Chase Bank, N.A.
    Hoboken, NJ
  • 02/2024 → 07/2024
    Hoboken, NJ
  • 02/2014 → 04/2017
    Unemployed
    Emerson, NJ
  • 09/2020 → 12/2021
    Unemployed
    Emerson, NJ
  • 02/2022 → 02/2022
    Unemployed
    Emerson, NJ
  • 07/2024 → Present
    Charles Schwab & Co.
    Paramus, NJ
  • 07/2024 → Present
    Charles Schwab Bank
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21
Other Names
  • Stephen Paino
  • Stephen Paino

View on SEC IAPD

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