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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| CA | RA | APPROVED | 2025-09-30 |
Branch Locations
2100 Garden Road Suite A203, Monterey, CA 93940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Palma School | Salinas | CA | 06/2013 | 05/2017 |
| Hastings College | Hastings | NE | 05/2017 | 05/2021 |
| Hastings College | Hastings | NE | 05/2021 | Present |
| La Casa Del Sazon | Salinas | CA | 06/2017 | 07/2017 |
| Francisco Labor Service Inc | Salinas | CA | 06/2018 | 07/2018 |
| Doordash | San Francisco | CA | 03/2020 | 05/2020 |
| Hastings College | Hastings | NE | 08/2021 | 05/2022 |
| Odyssey Downtown | Hastings | NE | 01/2022 | 05/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2022 | 09/2025 |
| Northwestern Mutual Investment Services Llc | San Francisco | CA | 07/2022 | 09/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2022 | 09/2025 |
| Commonwealth Financial Network | Waltham | MA | 09/2025 | Present |
| Antone Mercurio Llc | Monterey | CA | 09/2025 | Present |
Fixed insurance sales; as of 9/30/2025; 25% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-19 |
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