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Sawyer D Sutter

Morgan Stanley

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-01-06
FL RA APPROVED 2023-01-10
TX RA APPROVED 2022-12-22
  • GA RA
    APPROVED
    Since 2025-01-06
  • FL RA
    APPROVED
    Since 2023-01-10
  • TX RA
    APPROVED
    Since 2022-12-22

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Naples FL 06/2022 Present
School Tampa FL 08/2005 05/2022
  • 06/2022 → Present
    Morgan Stanley Smith Barney Llc
    Naples, FL
  • 08/2005 → 05/2022
    School
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-08
S65 Uniform Investment Adviser Law Examination 2022-12-01
  • S66 Uniform Combined State Law Examination
    2022-12-08
  • S65 Uniform Investment Adviser Law Examination
    2022-12-01

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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