Nicholas Judson Vanstee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 01/2019
  Avista Senior Living Management
  Mesa, AZ
• 05/2020 → 08/2023
  Grand Canyon University
  Phoenix, AZ
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
• 04/2018 → 06/2019
  Target
  Mesa, AZ
• 02/2017 → 06/2018
  Burger King
  Mesa, AZ
• 05/2012 → 04/2018
  American Leadership Academy
  Queen Creek, AZ

Previous Registrations

• 2022-08-17 → 2024-07-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Chandler, AZ
  Sarasota, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-08-16

Other Names

• Nicholas Vanstee
• Nicholas Judson Vanstee