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Nicholas Joseph Gutierrez

Jsf Financial, LLC

Los Angeles, CA

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Current Employers
Jsf Financial, Llc

6300 Wilshire Blvd. Suite 2100, Los Angeles, CA 90048 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-07
  • CA RA
    APPROVED
    Since 2025-09-07

Branch Locations

Jsf Financial Llc 6300 Wilshire Blvd., Suite 2100, Los Angeles, CA 90048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Working To Give Anaheim CA 11/2015 11/2016
J. Crew Glendale CA 11/2016 01/2017
Fullerton College Fullerton CA 01/2017 06/2017
In-N-Out Burger La Mirada CA 06/2017 02/2020
Westlake Financial Los Angeles CA 02/2020 05/2022
Jsf Financial Los Angeles CA 05/2022 Present
Newedge Securities Pittsburgh PA 09/2022 Present
  • 11/2015 → 11/2016
    Working To Give
    Anaheim, CA
  • 11/2016 → 01/2017
    J. Crew
    Glendale, CA
  • 01/2017 → 06/2017
    Fullerton College
    Fullerton, CA
  • 06/2017 → 02/2020
    In-N-Out Burger
    La Mirada, CA
  • 02/2020 → 05/2022
    Westlake Financial
    Los Angeles, CA
  • 05/2022 → Present
    Jsf Financial
    Los Angeles, CA
  • 09/2022 → Present
    Newedge Securities
    Pittsburgh, PA
Other Businesses

1. JSF Financial*Yes Invest*Los Angeles, CA*Associate*Financial Services*5/23/22*160 per mnth-120 during trade 2. NewEdge Securities LLC*Yes Investment*Pittsburgh, PA*Registered Representative*9/2022*10 per month-10 hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-01
  • S66 Uniform Combined State Law Examination
    2024-05-01

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