Nicholas Joseph Gutierrez

Employer firm

Jsf Financial, LLC CRD 114025

$1.97B regulatory AUM 45 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2016
  Working To Give
  Anaheim, CA
• 11/2016 → 01/2017
  J. Crew
  Glendale, CA
• 01/2017 → 06/2017
  Fullerton College
  Fullerton, CA
• 06/2017 → 02/2020
  In-N-Out Burger
  La Mirada, CA
• 02/2020 → 05/2022
  Westlake Financial
  Los Angeles, CA
• 05/2022 → Present
  Jsf Financial
  Los Angeles, CA
• 09/2022 → Present
  Newedge Securities
  Pittsburgh, PA

Other Businesses

1. JSF Financial*Yes Invest*Los Angeles, CA*Associate*Financial Services*5/23/22*160 per mnth-120 during trade 2. NewEdge Securities LLC*Yes Investment*Pittsburgh, PA*Registered Representative*9/2022*10 per month-10 hours during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2024-05-01