Carmen Paulo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Wheaton, IL
• 05/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Wheaton, IL

Previous Registrations

• 2010-05-19 → 2012-10-01
  Chase Investment Services Corp.
  Elmhurst, IL
  Elmhurst, IL
  Countryside, IL
  Western Springs, IL
  Oak Park, IL
  Franklin Park, IL
  Aurora, IL
  Wheaton, IL
  Glendale Heights, IL
  Naperville, IL

Exams

• S66 Uniform Combined State Law Examination
  2010-05-14

Designations

• Certified Financial Planner

Other Names

• Carmen Andrew Paulo
• Carmen Andrew Paulo