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Carmen Paulo

J.P. Morgan Securities LLC

Wheaton, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-12
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2016-05-12
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Wheaton IL 05/2010 Present
Previous Registrations
  • 2010-05-19 → 2012-10-01
    Chase Investment Services Corp.
    Elmhurst, IL
    Elmhurst, IL
    Countryside, IL
    Western Springs, IL
    Oak Park, IL
    Franklin Park, IL
    Aurora, IL
    Wheaton, IL
    Glendale Heights, IL
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-14
  • S66 Uniform Combined State Law Examination
    2010-05-14
Designations
Other Names
  • Carmen Andrew Paulo
  • Carmen Andrew Paulo

View on SEC IAPD

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