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Samuel Aussieker

Ally Invest Advisors

Charlotte, NC

CRD 7554646

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Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-11
  • NC RA
    APPROVED
    Since 2025-11-11

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Invest Securities Llc Charlotte NC 06/2022 Present
North Carolina State University Raleigh NC 08/2018 05/2022
N/A Charlotte NC 01/2014 12/2016
Hazelnuts Creperie Charlotte NC 12/2016 07/2017
Hickory Tavern Charlotte NC 06/2018 08/2018
Curio City Kitchen Charlotte NC 05/2019 08/2019
Something Classic Charlotte NC 06/2020 12/2020
South Mecklenburg High School Charlotte NC 08/2014 06/2018
Something Classic Charlotte NC 05/2021 08/2021
George Pickett & Associates Apex NC 09/2021 04/2022
  • 06/2022 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 08/2018 → 05/2022
    North Carolina State University
    Raleigh, NC
  • 01/2014 → 12/2016
    N/A
    Charlotte, NC
  • 12/2016 → 07/2017
    Hazelnuts Creperie
    Charlotte, NC
  • 06/2018 → 08/2018
    Hickory Tavern
    Charlotte, NC
  • 05/2019 → 08/2019
    Curio City Kitchen
    Charlotte, NC
  • 06/2020 → 12/2020
    Something Classic
    Charlotte, NC
  • 08/2014 → 06/2018
    South Mecklenburg High School
    Charlotte, NC
  • 05/2021 → 08/2021
    Something Classic
    Charlotte, NC
  • 09/2021 → 04/2022
    George Pickett & Associates
    Apex, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07

View on SEC IAPD

Nearby Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC

Nearby Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS

Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

More in Charlotte, NC

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