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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-17
  • NY RA
    APPROVED
    Since 2024-05-17

Branch Locations

48 South Service Road Suite 400, Melville, NY 11747 • United States

Dix Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Melville NY 03/2024 Present
Massmutual Life Insurance Co Melville NY 09/2023 Present
Unemployed Dix Hills NY 05/2023 09/2023
Quinnipiac University Hamden CT 08/2018 05/2023
Unemployed Dix Hills NY 06/2018 08/2018
Half Hollow Hills High School West Dix Hills NY 09/2014 06/2018
Morgan Stanley Baltimore MD 05/2022 08/2022
  • 03/2024 → Present
    Melville, NY
  • 09/2023 → Present
    Massmutual Life Insurance Co
    Melville, NY
  • 05/2023 → 09/2023
    Unemployed
    Dix Hills, NY
  • 08/2018 → 05/2023
    Quinnipiac University
    Hamden, CT
  • 06/2018 → 08/2018
    Unemployed
    Dix Hills, NY
  • 09/2014 → 06/2018
    Half Hollow Hills High School West
    Dix Hills, NY
  • 05/2022 → 08/2022
    Morgan Stanley
    Baltimore, MD
Other Businesses

Name: T&T Bedrock LLC Inv Rel: Y Add: 162 Cambon Ave, Saint James, NY 11780 Nature: Owner of Real Estate Investment LLC Position: Co-Owner Start Date: 01/12/2026 No Hrs/Mo: 10 No/Hrs Mo dur trading: 2 Describe Duties: Responsibilities include evaluating potential residential real estate investments, overseeing renovation and project logistics. Managing operating expenses and coordinating with lending professionals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-08
  • S66 Uniform Combined State Law Examination
    2024-05-08
Other Names
  • Theodore A Rogu
  • Teddy Rogu
  • Theodore Alexander Rogu

View on SEC IAPD

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