Jason Michael Tom

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 08/2022
  First Republic Bank
  San Francisco, CA
• 05/2022 → 05/2022
  First Republic Securities Company, Llc
  San Francisco, CA
• 07/2022 → 05/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 05/2023 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Previous Registrations

• 2022-07-18 → 2023-05-24
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

NAME OF ENTITY: The Asian Performing Arts Program of San Francisco ADDRESS: 58 West Portal Ave, Suite 701, San Francisco, CA 94127 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)(3) Not For Profit organization that focuses on helping kids enrich their lives through art START DATE: 01.02.24 CAPACITY: Committee/Council Member DUTIES: Act as a mentor for kids in the organization, volunteer at events, and help with fundraising. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2022-07-01