Best Investors Account Sign in

Joshua Norton

Charles Schwab & Co., Inc.

Indianapolis, IN

Carmel, IN

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-03
  • IN RA
    APPROVED
    Since 2025-03-03

Branch Locations

137 N. Meridian St Suite 111, Indianapolis, IN 46204-2302 • United States

2375 East 116Th Street, Carmel, IN 46032-3281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 08/2022 Present
Allbound Chamblee GA 10/2021 08/2022
Logrocket Boston MA 09/2019 09/2021
Mike Moroney Racing Flemington VA 04/2017 11/2017
Mike Maker Racing Louisville KY 05/2018 07/2019
Mike De Kock Racing Johannesburg 01/2015 06/2016
Yarraman Park Stud Scone 01/2017 04/2017
Snowden Racing Sydney 06/2016 01/2017
Unemployed Johannesburg 12/2017 04/2018
Charles Schwab Bank, Ssb Indianapolis IN 03/2025 Present
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 10/2021 → 08/2022
    Allbound
    Chamblee, GA
  • 09/2019 → 09/2021
    Logrocket
    Boston, MA
  • 04/2017 → 11/2017
    Mike Moroney Racing
    Flemington, VA
  • 05/2018 → 07/2019
    Mike Maker Racing
    Louisville, KY
  • 01/2015 → 06/2016
    Mike De Kock Racing
    Johannesburg
  • 01/2017 → 04/2017
    Yarraman Park Stud
    Scone
  • 06/2016 → 01/2017
    Snowden Racing
    Sydney
  • 12/2017 → 04/2018
    Unemployed
    Johannesburg
  • 03/2025 → Present
    Charles Schwab Bank, Ssb
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
S63 Uniform Securities Agent State Law Examination 2022-12-06
  • S66 Uniform Combined State Law Examination
    2025-03-03
  • S63 Uniform Securities Agent State Law Examination
    2022-12-06

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor