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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-06
KS RA APPROVED 2023-08-11
  • TX RA
    APPROVED
    Since 2024-06-06
  • KS RA
    APPROVED
    Since 2023-08-11

Branch Locations

5500 W 137Th St Apt 310, Overland Park, KS 66223 • United States

13200 Metcalf Ave Ste 280, Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 07/2022 07/2023
Veterans United Columbia MO 04/2021 09/2021
Garmin Olathe KS 05/2020 08/2020
Garmin Olathe KS 12/2019 01/2020
Garmin Olathe KS 05/2019 08/2019
Blue Hills Country Club Kansas City MO 05/2018 08/2018
Rockhurst High School Kansas City MO 08/2014 05/2018
University Of Missouri Columbia MO 08/2018 05/2022
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Cetera Investment Advisers St Cloud MN 08/2023 Present
  • 07/2022 → 07/2023
    Weehawken, NJ
  • 04/2021 → 09/2021
    Veterans United
    Columbia, MO
  • 05/2020 → 08/2020
    Garmin
    Olathe, KS
  • 12/2019 → 01/2020
    Garmin
    Olathe, KS
  • 05/2019 → 08/2019
    Garmin
    Olathe, KS
  • 05/2018 → 08/2018
    Blue Hills Country Club
    Kansas City, MO
  • 08/2014 → 05/2018
    Rockhurst High School
    Kansas City, MO
  • 08/2018 → 05/2022
    University Of Missouri
    Columbia, MO
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Cetera Investment Advisers
    St Cloud, MN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2023 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06

View on SEC IAPD

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